INVESDORS GMBH (CHE-123.456.789)

Regulatory
Protocol

Compliance Architecture & FINMA Governance Framework.

01

FINMA Oversight

FIDLEG COMP

Invesdors operates within the Swiss financial market regulatory environment. We adhere to the Federal Act on Financial Services (FinSA) ensuring investor protection and transparency.

02

Investor Segments (FinSA)

Art. 4 FinSA

Invesdors supports all investor classes: Retail, Professional, and Institutional. Retail clients benefit from the highest level of conduct-of-business protection and expanded documentation requirements.

03

Client Classification

Art. 4 FinSA

Investors are classified according to FinSA criteria: Retail, Professional, or Institutional. This determines the level of protection and the complexity of available alpha streams.

04

OMDS Standards

ISO-27001

Our Operational Market Data Standards ensure that every price feed and yield calculation is verified by a minimum of three independent Swiss data nodes.

05

Anti-Money Laundering (AML)

Art. 2 GwG

Adherence to the Swiss Anti-Money Laundering Act (AMLA) is enforced via automated KYC/AML nodes. All capital transmissions are audited for source-of-wealth compliance.

06

Direct Supervision

FINMA-SRO

The DLT asset transmission protocol is managed via a Swiss-registered SRO and subject to periodic deep-tier audits by specialized law firms.

OFFICIALLY SIGNED

INVESDORS GMBH HQ

INVESDORS PRIMARY ACCESS LAYER / ISO-27001 COMPLIANT / GEN II